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- Teljes munkaidő
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1-3 év tapasztalat • Angol középfok
Főbb feladatokCompliance Monitoring and Implementation: Assist in the development, implementation, and monitoring of compliance policies and procedures, particularly in relation to sales partners and trade activities...
Tegnap 19:10 -
- Teljes munkaidő
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1-3 év tapasztalat • Angol felsőfok
Főbb feladatok- Leverage strong communication and relationship-building skills in frequent interaction with other areas of the firm, in particular, senior stakeholders and regulators
- Strongly communicate verbally and in writing including escalate timely any blockers/setbacks
Tegnap 19:09 -
- Teljes munkaidő
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1-3 év tapasztalat • Angol középfok
Főbb feladatok- Support the Auditors Independence process, in particular, perform respective checks based on the list of approved audit and non-audit services
- Perform and support routine Capital Markets Compliance tasks, such as implementation and execution of Personal Account Dealing controls.
Január 28. -
- Teljes munkaidő
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1-3 év tapasztalat • Német középfok
Főbb feladatok- Conducting risk identification, measurement and assessment
- Monitoring for compliance with laws, rules, regulations and policies, including the identification and investigation of conduct related issues
- Participating in firm responses to regulatory examinations, audits and inquiries
Január 27. -
Compliance Officer (Analyst)
Németország
- Teljes munkaidő
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1-3 év tapasztalat • Angol középfok • Német középfok
Főbb feladatok- Support the MSESE and MSBAG Chief Compliance Officer in the following:
- Coordination of the annual Securities Trading Act Audit (WpHG) of MSESE & MSBAG
- Liaison with the Infrastructure functions to provide advice on compliance and regulatory matters
Január 19.
Mentse el szűrési feltételeit későbbre!
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Compliance
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Pénzügy, Könyvelés
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Németország