Compliance office állások, munkák

Lead and support process owners in updating process flowcharts and other key SOX documentation Support the planning and delivery of annual, quarterly, and ongoing Sarbanes-Oxley 404 and 302 compliance activities Assist and perform risk assessment analyses and scoping of SOX processes and controls...

Proactive audit management: manage external audit engagements from planning to reporting, ensuring timely and high-quality deliverables...

• Providing Compliance advice and support to PWM identifying and managing Compliance, regulatory and reputational risks in GSBE's PWM business
• Development and implementation of compliance-related policies and procedures

Project planning and execution: assist in the development and management of project plans for regulatory remediation efforts, including scope, timelines, resources, and deliverables...

• Support the Project Management Office (PMO) in structuring and maintaining project governance artifacts (e.g. plans, reports, templates)
• Prepare and maintain status reports, dashboards, and meeting documentation (e.g. minutes, action tracking)

• Support the implementation, maintenance and continuous improvement of IT compliance and governance frameworks in line with regulatory requirements (e.g. DORA, ISO 27001)
• Monitor compliance with internal IT policies, procedures and external regulatory requirements (e.g. BaFin expectations)

• Own the IT compliance framework within the 2nd Line of Defense, reporting to the Deputy CISO.
• Define, maintain, and continuously enhance the target measure catalogue in alignment with internal security standards and regulatory requirements.

Provision of qualitative compliance advice, advisory support, and oversight Overseeing regulatory risks and activities related to marketing, distribution, and delivery of institutional, wealth, and OCIO client solutions in EMEA Management of routine tasks and responsibilities for the Institutional...

• Schaffung von MOWow-Momenten, die unsere Gäste überraschen und inspirieren.
• Übernahme sämtlicher Aufgaben und Schichten im Front Office und Guest Relation, einschließlich Check-in, Check-out, Kreditkartenbearbeitung, Beschwerdemanagement und Gästekorrespondenz.

• Ensure compliance with international trade regulations, including import/export laws, sanctions, and embargoes across multiple jurisdictions
• Perform and monitor sanctions and restricted party screenings, escalating and resolving potential issues in cooperation with internal stakeholders

Central Point of Contact: You serve as the primary contact for export control, customs, and trade compliance at the management level....

Maintain relationships and open communication with, and actively promote compliance in front of, business lines and other departments, providing support where necessary to address compliance requirements at the earliest opportunity....

• Support the administration and optimization of Microsoft Azure and Microsoft Entra ID environments
• Assist in identity and access management processes (user lifecycle, role assignments, permissions governance)
• Contribute to Exchange Online and e-mail administration tasks

A portfolio of independent businesses, managed with a long-term objective to create value for generations. This means portfolio companies are a basis to secure dividends for the shareholders while being actively managed in order to generate long-term returns. Currently, the Haniel portfolio which...

Production of standard client collateral such as presentations, factsheets, and commentaries Ownership of internal and external reporting by collating and analysing performance attribution, exposure, AUM and flows data Collaboration on standard RFI production, DDQs and other client questionnaire...

• Administer servers, storage systems, and network infrastructure.
• Deploy, configure, and maintain servers, network devices, and firewalls. Ensure optimal performance.
• Monitor infrastructure health and application performance. Analyze logs, troubleshoot outages, and improve reliability.

Leading change management for major Finance initiatives including Source-to-Pay (S2P) implementations, SOX-related control enhancements, and other Finance system and process changes with global impact Partnering closely with Finance, Procurement, Risk & Compliance, and Tech teams to assess change...

• Implement the EU Packaging and Packaging Waste Regulation (PPWR) at the local level
• Ensure recyclability and compliance of all packaging materials
• Coordinate actions related to Extended Producer Responsibility (EPR) and sustainability
• Maintain accurate SAP data in line with PPWR requirements

Development and implementation of product strategy aligned to company vision and strategy Ownership of product roadmap from ideation to launch Representation of customer voice in product team through communication and sharing of customer insights Leadership of cross-functional team including...

Translating the VP of People's strategic vision into a tangible People Operations roadmap Fostering a unified global team feel developed, empowered, and supported Connecting daily work to company strategy and promoting development across the team Managing core people operations processes including...