Compliance Officer - Reviews

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Swissquote Bank SA
Munkavégzés helye

Svájc

Munkaidő, foglalkoztatás jellege
- Teljes munkaidő
- Általános munkarend
Elvárások
- Angol középfok és
- Francia középfok
- 1-3 év tapasztalat
- Főiskola

Teljes munkaidő Általános munkarend

Angol középfok és Francia középfok 1-3 év tapasztalat Főiskola

Állás elmentve

A hirdetést eltávolítottuk a mentett állásai közül.

Responsibilities

As a Deputy Compliance Officer for a temporary position of 8 months, you will be part of the Compliance Department and work within the Reviews & QC Team. The team is growing, andwe are looking for different types of seniority profiles whose main tasks will be:

Carrying out reviews of key clients (private clients, companies, institutional clients,external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB)
Conducting enhanced due diligence analyses and declassifications
Drafting formal compliance assessments, including the ability to manage multiple complex cases simultaneously
Providing support and advice to the front office and management

Depending on the level of seniority, the following tasks may also be required:

Assisting the Manager in supporting the team daily, including providing responses to questions, conducting second-level reviews of team members' assessments, and serving as a trusted role model in terms of work quality, efficiency, and professional behavior
Assist in developing and updating internal compliance policies and procedures in line with evolving regulations and industry best practices
Optimization of internal processes, including the review and drafting of internal guidelines

Qualifications

Bachelor's degree, preferably in Law, Economics, International Relations, Political Science, or similar
1-3 years of financial services compliance experience
Knowledge of the Swiss legal framework
Excellent command of English and French
Analytical and methodological approach
Structured and professional working style
Interest and experience in data analysis (including Excel) and PowerPoint
Excellent writing and communication skills
Strong team player who enjoys working in a multicultural, dynamic, technological, and international environment

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