Compliance, EMEA Regional Country Compliance, Senior Vice President, Frankfurt

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Goldman Sachs AG MesseTurm
Munkavégzés helye

Németország

Munkaidő, foglalkoztatás jellege
- Teljes munkaidő
- Általános munkarend
Elvárások
- Angol felsőfok és
- Német felsőfok
- 1-3 év tapasztalat
- Egyetem

Teljes munkaidő Általános munkarend

Angol felsőfok és Német felsőfok 1-3 év tapasztalat Egyetem

Állás elmentve

A hirdetést eltávolítottuk a mentett állásai közül.

Responsibilities

This role reports directly to the Chief Compliance Officer of Goldman Sachs Bank Europe SE, with responsibility for the delivery of and execution on all components of the WpHG/MaComp Compliance program. This includes in particular:

Oversight of WpHG Compliance controls, incl. the Compliance control plan
Compliance advisory on WpHG matters for the entities German and European operations
The Compliance functions input for regular and ad-hoc WpHG audits
Regulatory Change Management for WpHG related requirements
The ad-hoc and regular Compliance reporting to the Executive and Supervisory Board, incl. the Annual Compliance Report
Evaluation of the Annual Risk Assessment
Ensure appropriate integration of branches into the Compliance program and control plan

Requirements

University degree
~10 years' Compliance experience relating to investment services.
Strong knowledge of the European regulatory environment and specifically the BaFin rules covered in the German WpHG audit (e.g. MiFID2, MAR, MaComp etc.)
Proven ability to navigate in an international environment
Any knowledge of other local regulatory regimes (in Europe or globally) is an advantage
Clear, concise communication and drafting skills; able to communicate with impact at senior levels and with external regulators
Risk Management: the ability to identify, understand and articulate risks associated with regulatory reporting and working with multiple stakeholders to assist in the mitigation/escalation of those risks
Team-oriented and supportive of othersâ success; comfortable representing a teamwork product to stakeholders
Detail-oriented with ability to multitask, organize and prioritize
Fluency in English and German is a prerequisite

What we offer

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs.

Weâre committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.

Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.

Company info

OUR IMPACT

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firmâs culture of compliance. Compliance accomplishes these through the firmâs enterprise-wide compliance risk management program. As an independent control function and part of the firmâs second line of defense, Compliance assesses the firmâs compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firmâs responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.